“I, RAYMOND J. LUCIA, SR. declare under penalty of perjury that the following is true:

1. I am a 68 year-old resident of San Diego, California and a citizen of the United States. I make this declaration in support of Plaintiffs’ Motion for Preliminary Injunction.

2. I began working in the field of retirement planning in the insurance industry in 1974. I became an investment professional advising clients about retirement strategies in approximately 1985. During my roughly 40-year career, I founded several companies, employed scores of people, advised hundreds of clients, wrote three books on retirement planning, and hosted “The Ray Lucia Show,” a nationally syndicated, live call-in, radio and TV show. Until December 15, 2011, I was a registered investment advisor.

3. Before the SEC filed its enforcement proceeding against me in September 2012, neither I nor Raymond J. Lucia Companies, Inc. had ever been fined or disciplined by the SEC or any other regulatory body nor the subject of any disciplinary proceeding.”

Click here to read complete document.