“PLEASE TAKE NOTICE that on February 1, 2019, at 1:30 p.m., in Courtroom 13A of the United States District Court for the Southern District of California, located at 333 West Broadway, San Diego, California, 92101, Plaintiffs Raymond J. Lucia Companies, Inc. (RJL) and Raymond J. Lucia, Sr. (Mr. Lucia) will and do hereby move for a preliminary injunction enjoining Defendants from carrying out a reinstituted administrative proceeding under the Order Instituting Administrative and Cease-andDesist Proceedings (OIP) issued by Defendant U.S. Securities and Exchange Commission (SEC or Commission) on September 5, 2012.”

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