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An Administrative Court Scandal at the SEC

An Administrative Court Scandal at the SEC

... "Without a doubt, the mass dismissal of these open cases is an evasion of the review promised by the Supreme Court," says Peggy Little, senior counsel at the New Civil Liberties Alliance (NCLA). "Conveniently, it also seeks to extinguish discovery on the breadth,...

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Wall Street Is Furious Over Rising Fines From SEC

Wall Street Is Furious Over Rising Fines From SEC

..“There is no meaningful cap or calculation that ever really takes place,” said David Rosenfeld, a law professor at Northern Illinois University and former senior SEC enforcement official whose work examining SEC fines was cited by the New Civil Liberties Alliance in...

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