SEC Critics Preview Future Challenges To Agency Action

The U.S. Securities and Exchange Commission may face new challenges to its enforcement authority from the way it imposes industry bars to the burden of proof needed to bring its civil cases, two frequent legal opponents of the agency said Tuesday.

Russ Ryan, senior litigation counsel at the New Civil Liberties Alliance, and Nick Morgan, president and founder of Investor Choice Advocates Network, spoke on a…

April 23, 2024

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Originally Published in Law 360