SEC Dismisses Enforcement Cases After Improper Document Handling

…Three of the cases dismissed involved current or former New Civil Liberties Alliance clients, including Michelle Cochran, an accountant facing SEC administrative charges of violating federal accounting standards. Ms. Cochran in 2019 filed a legal challenge to the constitutionality of the SEC’s use of administrative law judges, or ALJs, which handle administrative enforcement cases in-house…

June 5, 2023

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Originally Published in Pensions & Investments