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SEC Drops 42 Enforcement Cases After Employees Accessed Restricted Records

June 2, 2023

…Cochran’s attorneys at the New Civil Liberties Alliance said Friday the dismissals were unprecedented and reflected the SEC’s worries about defendants using the Supreme Court’s decision to further attack the SEC’s court system. One investment adviser whose case was dismissed Friday had already sued the SEC in Atlanta federal court challenging the SEC in-house proceeding against him…


Originally Published in The Wall Street Journal