Plaintiff Robert Walker comments on the Dawn Desrosiers, et al. v. Governor Charles D. Baker case.   https://nclalegal.org/wp-content/uploads/2020/06/The-Howie-Carr-Show-WCRN-AM.mp3   TweetShareShare0 Shares

Dismantling regulations has been a top priority of President Donald Trump since he came to office. To that end, his 50-plus appointees to the U.S. circuit courts are fast at work. The White House has made opposition to the “administrative state,” or public administration through regulatory agencies, a key litmus test for selecting federal circuit…

Broker-dealers, whose trade groups are petitioning the Securities and Exchange Commission to halt the crackdown on 12b-1 fees, show sufficient disregard for their duty to investors that they should be subject to “special scrutiny” from regulators when Regulation Best Interest is implemented June 30, a prominent member of the SEC’s own Investor Advisory Committee said…

The U.S. Department of Labor urged a D.C. federal judge Friday to toss Oracle’s bid to defang the DOL’s enforcement unit that sues federal contractors over alleged job bias, arguing that Oracle can’t dismantle the enforcement regime, which it agreed to when it became a federal contractor. In a 54-page brief, the government argued that…

Lucia refused “to bow to an agency with unlimited resources unwilling to admit that its prosecution efforts had become wholly disproportionate to the alleged infraction.” Read the full article   TweetShareShare0 Shares

After eight years of litigation, which went all the way to the Supreme Court, the Securities and Exchange Commission earlier this week said it had reached a settlement with veteran financial adviser Raymond Lucia, who rose to national prominence on his radio show and in books touting an investment strategy known as “Buckets of Money.”…