by judy.pino@ncla.legal | Apr 30, 2020 | Blog, Jessica Thompson
It’s axiomatic that in time of crisis, government tends to grow. We applaud people who respond to a crisis by helping those affected and taking actions to prevent further harm. But for some, the inclination to “do something” in response to a crisis takes the shape of...
by judy.pino@ncla.legal | Apr 30, 2020 | In the News
Ben Domenech, the co-founder and publisher of The Federalist, comments on the recent developments in the Joel Fleming v. FDRLST Media, LLC case.
by judy.pino@ncla.legal | Apr 30, 2020 | In the News
NCLA Executive Director and General Counsel, Mark Chenoweth, comments on the recent developments in the Joel Fleming v. FDRLST Media, LLC case.
by judy.pino@ncla.legal | Apr 29, 2020 | In the News
Four industry and public interest groups filed a petition of rulemaking with the Securities and Exchange Commission Wednesday to end what they see as the agency’s “backdoor regulation” of 12b-1-fees. “It is time for the SEC to stop its troubling, ongoing trend of...
by judy.pino@ncla.legal | Apr 29, 2020 | In the News
The Securities and Exchange Commission should end its policies of “regulation by enforcement,” according to a new petition from the Financial Services Institute and several other advocacy organizations. In the petition, they argue the SEC’s Share Class Selection...
