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When NASDAQ Attacks! The Problem with Mandated Diversity Quotas for Corporate Boards
November 30, 2021
The Securities and Exchange Commission is at it again! This time, the Nasdaq Stock Market serves as the instrument of oppression. SEC is setting race and gender quotas for the composition of corporate boards and providing a list of Nasdaq-approved candidates to fill those quotas. Sheng Li, NCLA Litigation Counsel,…
A Return to Subregulatory Enforcement: Can Jury Instructions Cure the Malaise?
November 19, 2021
Photo: NCLA's clients Micah Eldred and David Lopez, SEC v. Spartan Securities During his first days and months in office, President Biden revoked a series of Executive Orders aimed at curbing abusive administrative enforcement actions and reliance on guidance documents. The revoked EOs, and agency regulations implementing them, provided much-needed…
NCLA Seeks En Banc Review of First Amendment SEC Gag Rule Case in Second Circuit
November 15, 2021
Filed In: Romeril v. SEC